Regulatory Investigations &
Corporate Misconduct
 

When regulators investigate, the stakes are high. Your reputation, business operations, and personal liability may all be on the line. At Marcus Legal, we can help individuals and organisations respond to regulatory investigations with clarity, discretion and confidence. 

 

We can act for clients involved in investigations and enforcement action by state and federal regulators and prosecutors, including:

• Australian Securities & Investments Commission (ASIC)

• Australian Taxation Office (ATO)

• NSW Independent Commission Against Corruption (ICAC)

• NSW Fair Trading

• Australian Competition & Consumer Commission (ACCC)

• AUSTRAC and other financial crime regulators

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Whether you're the subject of a compulsory examination, regulatory audit, or formal prosecution, we provide responsive, commercial advice at every stage. Our goal is to manage risk early, protect your position, and resolve investigations with minimal disruption.

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Marcus Legal delivers calm, strategic advice and representation when it matters most.

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