Australia Financial Services  
Licensing & Compliance

Financial services are highly regulated in Australia. Non-compliance can result in significant penalties. Marcus Legal advises licensees, fintechs, crypto projects, and advisers on navigating licensing, compliance and regulatory risk.

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Our services include:

• AFSL applications and variation

• Ongoing licensee obligations and reporting

• Financial product advice compliance

• AML/CTF, privacy and conduct risk

• ASIC investigations and enforcement response

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We deliver practical, up-to-date legal support that empowers you to operate with confidence in a regulated environment.

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